DORAEU 2022/2554
Digiphile
  • Article 6ICT risk management framework

    1. Financial entities shall have a sound, comprehensive and well-documented ICT risk management framework as part of their overall risk management system, which enables them to address ICT…

  • Article 7ICT systems, protocols and tools

    In order to address and manage ICT risk, financial entities shall use and maintain updated ICT systems, protocols and tools that are: (a) appropriate to the magnitude of…

  • Article 8Identification

    1. As part of the ICT risk management framework referred to in Article 6(1), financial entities shall identify, classify and adequately document all ICT supported business functions, roles…

  • Article 9Protection and prevention

    1. For the purposes of adequately protecting ICT systems and with a view to organising response measures, financial entities shall continuously monitor and control the security and functioning…

  • Article 10Detection

    1. Financial entities shall have in place mechanisms to promptly detect anomalous activities, in accordance with Article 17, including ICT network performance issues and ICT-related incidents, and to…

  • Article 11Response and recovery

    1. As part of the ICT risk management framework referred to in Article 6(1) and based on the identification requirements set out in Article 8, financial entities shall…

  • Article 12Backup policies and procedures, restoration and recovery procedures and methods

    1. For the purpose of ensuring the restoration of ICT systems and data with minimum downtime, limited disruption and loss, as part of their ICT risk management framework,…

  • Article 13Learning and evolving

    1. Financial entities shall have in place capabilities and staff to gather information on vulnerabilities and cyber threats, ICT-related incidents, in particular cyber-attacks, and analyse the impact they…

  • Article 14Communication

    1. As part of the ICT risk management framework referred to in Article 6(1), financial entities shall have in place crisis communication plans enabling a responsible disclosure of,…

  • Article 15Further harmonisation of ICT risk management tools, methods, processes and policies

    The ESAs shall, through the Joint Committee, in consultation with the European Union Agency on Cybersecurity (ENISA), develop common draft regulatory technical standards in order to: (a) specify…

  • Article 16Simplified ICT risk management framework

    1. Articles 5 to 15 of this Regulation shall not apply to small and non-interconnected investment firms, payment institutions exempted pursuant to Directive (EU) 2015/2366; institutions exempted pursuant…